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Proportionality of Criminal Offences and Penalties in EU Law: A Hybrid Principle


ISBN13: 9781509984749
To be Published: June 2025
Publisher: Hart Publishing
Country of Publication: UK
Format: Hardback
Price: £90.00



This book analyses the theorisation and application of proportionality of criminal offences and penalties, shedding light on its hybrid nature.

In the EU legal order, proportionality amounts to a general principle playing a crucial role in limiting the exercise of EU powers, assessing domestic measures' compatibility with internal market freedoms, and adjudicating fundamental rights. The EU concept of proportionality has a precise theorisation, but the principle assumes a distinct physiognomy in EU criminal law. Indeed, proportionality has a different meaning in criminal law, linked to theories of punishment. Not only do the two understandings of proportionality coexist in EU criminal law, but they are also intertwined, thus giving rise to a hybrid principle. However, their uneasy relationship remains unexplored.

To understand this unique interaction, the book deepens theorisation and applications of the hybrid principle of proportionality of criminal offences and penalties in the EU legislative practice on the harmonisation of offences and penalties and ECJ case law on the review of domestic criminal measures. This analysis gives fresh insights into the relationship between the EU and criminal law concepts of proportionality within the EU legal order.

Subjects:
Criminal Law
Contents:
Foreword, Valsamis Mitsilegas
Acknowledgements
Table of Cases
Table of Legislation
Table of Abbreviations

Introduction
I. Proportionality in EU Criminal Law: Two Different Understandings
A. The Conceptualisation of Proportionality in EU Law
B. Proportionality of Offences and Penalties in the Criminal Law Discourse
II. Developing an EU Law Perspective on the Proportionality of Criminal Offences and Penalties: The Aim of the Book
III. The Concepts of Offences and Penalties in EU Criminal Law: The Scope of the Book
IV. The Multiple Facets of Proportionality: Two Dichotomies
A. Positive and Negative Proportionality
B. Proportionality in Abstracto and in Concreto
V. The Methodology
VI. The Structure of the Book
1. Proportionality in EU Law: A Multidimensional General Principle
I. Introduction
II. The Emergence of Proportionality in the EU Legal Order
III. Proportionality as a General Principle of EU Law: Assessing Its Multiple Dimensions
A. Proportionality as a Limit to the Exercise of EU Powers
B. Proportionality as a Legitimacy Condition for Obstacles to Internal Market Freedoms
C. The Fundamental Rights Dimension of Proportionality
1. The ECHR Influence: The Equivalence Clause Enshrined in Article 52(3) and the Dichotomy Between Absolute and Conditional Rights
2. Proportionality in Fundamental Rights Adjudication Under Article 52(1) of the Charter
3. Proportionality of Criminal Sanctions: The Uneasy Nature of Article 49(3) of the Charter
IV. Multiple Dimensions, One Common Proportionality Matrix in EU Law
A. The Threefold Structure of Proportionality as Fine-grained by the ECJ Case-law
1. The Suitability of a Measure to Fulfil a Legitimate Aim
2. The Necessity Requirement: A Dividing Line Between EU and Domestic Measures
3. Proportionality Stricto Sensu Under EU Law and Its Relationship with the 'Essence of the Right' Paradigm
B. Proportionality of What to What? A Matrix Principle and the Need for a Contextual Approach
V. Concluding Remarks
2. Proportionality of Criminal Offences and Penalties as a Hybrid Principle of EU Law
I. Introduction
II. The Multiple Normative Foundations of the Proportionality of Criminal Offences and Penalties
III. A Double-layered Theorisation
A. Applying the Threefold Proportionality Test to Criminal Offences and Penalties: The Principle's Primary Scheme
1. The Opposing Interests Underlying Proportionality of Offences and Penalties in EU Criminal Law
2. A Hybrid EU and Criminal Law Principle
B. At the Intersection Between the EU and Criminal Law Understandings of Proportionality: Two Secondary Schemes
1. Prospective Proportionality vis-à-vis the Attainment of a Non-Retributive Penological Aim
2. Retrospective Proportionality vis-à-vis the Seriousness of the Wrongdoing
3. Prospective and Retrospective Proportionality as Complementary Secondary Schemes of the Principle
IV. The Structure of the Principle: Assessing the Different Prongs of the Proportionality of Criminal Offences and Penalties
A. Proportionality of Criminal Offences
1. In Abstracto: From the Definition of the Proscribed Action or Omission to Its Criminalisation
2. In Concreto: The Clash Between Domestic Criminal Law Enforcement and EU Law
B. Proportionality of Criminal Penalties
1. In Abstracto: The Definition of Sanctions' Type and Scale
2. In Concreto: The Individualisation of Sanctions
V. The Hybrid Principle Between the Law of the EU and ECHR: The Relevance of a Combined Analysis for the Purposes of this Book
VI. Concluding Remarks

3. Proportionality of Offences and Penalties in EU Substantive Criminal Law
I. Introduction
II. The Objectives of EU Substantive Criminal Law: From a Functional Rationale to the Slow Emergence of a Constitutional Value-based Dimension
III. Assessing the EU Legislative Approach: Proportionality in the Definition of Harmonised Criminal Offences
A. Two Competing Declinations of the Principle in the Legislative Practice
1. From Proportionality of the Content of Union Action to Proportionality of Union Criminalisation: The Nuanced Influence of Article 5(4) TEU
2. The Rising Role of the Fundamental Rights Dimension of Proportionality under Article 52(1) of the Charter
B. Prospective and Retrospective Proportionality in the Definition of Harmonised Criminal Offences
1. Prospective Proportionality of Harmonised Criminal Offences and Its Intersection with Censure and General Prevention
2. Retrospective Proportionality of Harmonised Criminal Offences Between Harmfulness and Ordinal Proportionality
IV. Assessing the EU Legislative Approach: Proportionality in the Definition of Harmonised Criminal Penalties
A. The Neglected (With Good Reason) Role of Article 49(3) of the Charter
B. The Role of Prospective and Retrospective Proportionality of Criminal Penalties in the Legislative Practice
1. Harmonised Penalties Shall Be the Lowest Possible Entailing a Sufficient Deterrent Effect
2. Harmonised Penalties Shall Reflect the Seriousness of the Offence
V. A Consistent EU Legislative Practice with Limited Room for ECHR Proportionality Standards
VI. Proportionality in the Judicial Review of Harmonised Offences and Penalties
A. The Reasons for the Lack of Proportionality Pleas Against EU Substantive Criminal Law Before the Kinsa Case
B. The ECJ (Potential) Scrutiny Over Retrospective Proportionality: A Standard of Review Difficult to Grasp
C. The ECJ (Potential) Scrutiny Over Prospective Proportionality: Two Alternative Options
1. The Argument for a 'Manifestly Disproportionate' Standard of Review
2. The Argument for a Strict Necessity Review
3. Discussion: Why a Strict Necessity Review Would Be Advisable
VII. Concluding Remarks

4. Proportionality of Member States' Criminal Offences and Penalties in the ECJ Case-law
I. Introduction
II. The Twofold Domestic Interface of the EU Principle of Proportionality of Criminal Offences and Penalties
A. When EU Law Requires Domestic Ius Puniendi: Proportionality of Criminal Offences and Penalties under the Greek Maize Paradigm
B. Proportionality of Domestic Offences and Penalties Interfering with Individual Rights Secured by EU Law
III. The ECJ Proportionality Review of Domestic Offences and Penalties Under the Greek Maize Paradigm
A. A Partial Proportionality Limit to Member States' Criminalisation Choices
B. The Directly Enforceable Greek Maize Proportionality Requirement of Penalties
1. The Prominence of Prospective Proportionality in the ECJ Review
2. The 'Prohibition on Adopting Disproportionate Penalties': Is There a Clear, Precise and Unconditional Standard of Review?
3. Direct Effect the Remedy of Disapplication: Squaring the Proportionality of Criminal Penalties with the Principle of Legality
C. A Look at the Broader European Context: Upper and Lower Limits to the Domestic Ius Puniendi Between the ECJ and ECtHR Case-Law
IV. The ECJ Proportionality Scrutiny of Domestic Criminal Offences and Penalties vis-à-vis Fundamental Rights and Internal Market Freedoms
A. The ECJ Reticent Approach Towards Prospective and Retrospective Proportionality of Offences
B. The Emergence of Prospective and Retrospective Schemes in the ECJ Review of Domestic Penalties
1. Retrospective Proportionality as a Tool for Providing Domestic Courts with Broad Guidance
2. The Leading Role of Prospective Proportionality
3. The Enhancement of Retrospective Proportionality of Criminal Penalties in the Ne Bis in Idem Framework
C. Towards the Direct Effect of Article 49(3) of the Charter: Prospects and Implications
D. A Look at the Broader European Context: The ECtHR Approach Towards Criminal Measures Clashing with the Enjoyment of Fundamental Rights
1. The Enhancement of Retrospective Proportionality in the ECtHR Review of Domestic Criminal Measures vis-à-vis Conditional Rights
2. The ECtHR Review of 'Manifestly Disproportionate' Penalties Under Article 3 ECHR
V. Proportionality of Non-Criminal Penalties: The Spill-Over Effect of the Hybrid Principle
VI. The Uneasy Place of the Proportionality of Penalties in EU Judicial Cooperation in Criminal Matters
VII. Concluding Remarks: A Systematisation of the ECJ Approach in the Proportionality Review of Domestic Criminal Offences and Penalties
A. The ECJ Nuanced Assessment of the Proportionality of Criminal Offences
B. The Shifting Balance Between Prospective and Retrospective Proportionality in the ECJ Review of Domestic Criminal Penalties

5. Conclusion: Reconstructing the Proportionality of Criminal Offences and Penalties in EU Law
I. The Principle in Theory
A. A Hybrid Principle of the EU Legal Order
B. Differentiation from and Osmosis with the EU General Principle of Proportionality
II. The Principle in Action: How the Institutional Characteristics of the EU Legal Order Shape the Interaction Between Prospective and Retrospective Proportionality

Bibliography
Index

Series: Hart Studies in European Criminal Law

Criminal Law and Labour Exploitation ISBN 9781509937714
To be published June 2030
Hart Publishing
£75.00
The European Arrest Warrant at Twenty: Coming of Age> ISBN 9781509961146
To be published October 2027
Hart Publishing
£44.99
EU Fair Trial Rights in Criminal Proceedings ISBN 9781509938643
To be published May 2026
Hart Publishing
£100.00
Corporations and the Privilege Against Self-Incrimination
Stijn LamberigtsEubelius Belgium, Valsamis MitsilegasUniversity of Liverpool UK, Katalin LigetiUniversity of Luxembourg, Anne WeyemberghUniversite Libre de Bruxelles
ISBN 9781509953356
Published July 2024
Hart Publishing
£41.99 - Unavailable at Publisher
Corporations and the Privilege against Self-Incrimination ISBN 9781509953318
Published December 2022
Hart Publishing
£85.00
Corporations and the Privilege against Self-Incrimination (eBook) ISBN 9781509953325
Published December 2022
Hart Publishing
Out of print
The Fight Against Impunity in EU Law ISBN 9781509945610
Published June 2022
Hart Publishing
£42.99
The Legitimacy of EU Criminal Law ISBN 9781509944392
Published January 2022
Hart Publishing
£37.99
Criminal Liability of Managers in Europe: Punishing Excessive Risk ISBN 9781509944958
Published February 2021
Hart Publishing
£39.99
The Principle of Mutual Trust in EU Criminal Law (eBook) ISBN 9781509924554
Published February 2021
Hart Publishing
Out of print
The Principle of Mutual Trust in EU Criminal Law ISBN 9781509924547
Published February 2021
Hart Publishing
£95.00
The Fight Against Impunity in EU Law (eBook) ISBN 9781509926886
Published November 2020
Hart Publishing
Out of print
The Fight Against Impunity in EU Law ISBN 9781509926879
Published November 2020
Hart Publishing
£100.00
The Legitimacy of EU Criminal Law (eBook) ISBN 9781509919758
Published July 2020
Hart Publishing
Out of print
The Legitimacy of EU Criminal Law ISBN 9781509919741
Published July 2020
Hart Publishing
£95.00
The Needed Balances in EU Criminal Law: Past, Present and Future ISBN 9781509937493
Published April 2020
Hart Publishing
£64.99
£44.99
Limits to EU Powers: A Case Study of EU Regulatory Criminal Law ISBN 9781509934744
Published November 2019
Hart Publishing
£39.99
£44.99
£39.99
Criminal Liability of Managers in Europe: Punishing Excessive Risk (eBook) ISBN 9781509914982
Published December 2018
Hart Publishing
Out of print
Criminal Liability of Managers in Europe: Punishing Excessive Risk ISBN 9781509914975
Published December 2018
Hart Publishing
£95.00
White Collar Crime: A Comparative Perspective ISBN 9781509917891
Published November 2018
Hart Publishing
£140.00
White Collar Crime: A Comparative Perspective (eBook) ISBN 9781509917907
Published November 2018
Hart Publishing
Out of print
The Needed Balances in EU Criminal Law (eBook) ISBN 9781509917020
Published December 2017
Hart Publishing
Out of print
Redefining Organized Crime: A Challenge for the European Union? ISBN 9781509904709
Published December 2017
Hart Publishing
£100.00
The Needed Balances in EU Criminal Law ISBN 9781509917006
Published December 2017
Hart Publishing
£140.00
Out of print
Limits to EU Powers: A Case Study of EU Regulatory Criminal Law (eBook) ISBN 9781509903375
Published July 2017
Hart Publishing
Out of print
Limits to EU Powers: A Case Study of EU Regulatory Criminal Law ISBN 9781509903351
Published July 2017
Hart Publishing
£95.00
£100.00
Out of print
Out of print
Challenges in the Field of Economic and Financial Crime in Europe and the US ISBN 9781509908035
Published February 2017
Hart Publishing
£95.00