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A Practitioner's Guide to the UK Financial Services Rulebooks 8th ed (eBook)

Edited by: Hywel Jenkins, Cat Dankos

ISBN13: 9780414123397
To be Published: December 2024
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: eBook (ProView)
Special Offer: £202.50
(Usual price £225.00)


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Also available as
Hardback
9780414123373
not yet published
£225.00

A Practitioner’s Guide to the UK Financial Services Rulebooks is the leading guide and commentary on the Handbook of the Financial Conduct Authority and the Rulebook of the Prudential Regulation Authority.

Fully revised, the 8th edition covers all significant regulatory developments and how they affect your day-to-day operations. Since the last edition, financial services regulation has become even more complex and multi-layered, and this book provides valuable summaries and signposts key content in the Handbook and Rulebook. This comprehensive new edition has been reorganised and there is now a new chapter on Insurance, Mortgage and Banking Conduct of Business, a chapter dealing with both Market Abuse and Financial Crime, and a separate chapter on Product Governance and Intervention.

Closely following the structure of the handbooks for ease of use and written by a team of leading practitioners, this indispensable book is the definitive guide and commentary on the financial services rulebooks.

  • Explains how conduct of business, prudential regulation, authorisation, enforcement and consumer issues are dealt with in the rulebooks
  • Includes chapters covering specialist sourcebooks, the Consumer Credit Sourcebook (CONC) and Collective Investment Schemes (COLL)
  • Expert guidance and commentary from some of the foremost financial services legal practitioners in the UK

New to this edition:

  • This new edition reflects the continued divergence of the FCA and PRA, such as the PRA’s development of its own distinct approach to enforcement
  • Includes new content on the introduction of consumer duty for new and existing products and services by the FCA
  • New content on the phased implementation of the package of operational resilience requirements
  • More detail on the individual accountability regime – the Senior Managers and Certification Regime

    Coverage of rules and guidance in the context of post-Brexit changes to UK legislation

Subjects:
Banking and Finance, eBooks
Contents:
1. The Regulatory Landscape
2. The Role and Statutory Powers of the Prudential Regulation Authority and the Financial Conduct Authority
3. The FCA’s and PRA’s High-Level Standards
4. Prudential Rules and Guidance
5. Conduct of Business
6. Insurance, Mortgage and Banking Conduct of Business
7. Product Governance and Intervention
8. Client Assets
9. Market Abuse and Financial Crime
10. Authorisation and Regulatory Processes
11. Discipline and Enforcement
12. Consumer Relations: Complaints and Compensation
13. The Consumer Credit Sourcebook (CONC)
14. Collective Investment Schemes

Series: The City Library

A Practitioner's Guide to the UK Financial Services Rulebooks 8th ed ISBN 9780414123373
To be published December 2024
Sweet & Maxwell Ltd
£225.00
A Practitioner's Guide to the UK Financial Services Rulebooks 8th ed (Book & eBook Pack) ISBN 9780414123380
To be published December 2024
Sweet & Maxwell Ltd
£248.65
(ProView)
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A Practitioner's Guide to the Law and Regulation of Market Abuse 3rd ed (eBook) ISBN 9780414102293
Published September 2022
Sweet & Maxwell Ltd
£234.00
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A Practitioner's Guide to the Law and Regulation of Market Abuse 3rd ed ISBN 9780414102255
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Sweet & Maxwell Ltd
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A Practitioner's Guide to Trade and Commodity Finance 2nd ed (Book & eBook Pack)
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ISBN 9780414087552
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A Practitioner's Guide to Trade and Commodity Finance 2nd ed (eBook)
Edited by: Geoffrey Wynne
ISBN 9780414088313
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Sweet & Maxwell Ltd
£191.00
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A Practitioner's Guide to Trade and Commodity Finance 2nd ed
Edited by: Geoffrey Wynne
ISBN 9780414081017
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Sweet & Maxwell Ltd
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A Practitioner's Guide to the Regulation of Insurance 6th ed
Edited by: Charles Rix
ISBN 9780414075702
Published December 2020
Sweet & Maxwell Ltd
£205.00
A Practitioner's Guide to The AIM Rules 8th ed
Edited by: Tom Nicholls
ISBN 9780414077249
Published October 2020
Sweet & Maxwell Ltd
£225.00
A Practitioner's Guide to Directors' Duties and Responsibilities 6th ed
Edited by: Tim Boxell
ISBN 9780414056992
Published July 2019
Sweet & Maxwell Ltd
£199.00
A Practitioner's Guide to the UK Financial Services Rulebooks 7th ed (eBook) ISBN 9780414072770
Published February 2019
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the UK Financial Services Rulebooks 7th ed (Book & eBook Pack) ISBN 9780414072763
Published February 2019
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the UK Financial Services Rulebooks 7th ed ISBN 9780414056978
Published February 2019
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to MiFID II 3rd ed ISBN 9780414065727
Published February 2018
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Syndicated Lending 2nd ed
Edited by: Andrew Shutter
ISBN 9780414065390
Published November 2017
Sweet & Maxwell Ltd
£265.00
US Regulation for Asset Managers Outside the United States 2nd ed ISBN 9780414031968
Published September 2017
Sweet & Maxwell Ltd
£182.00
Consumer Financial Services Complaints and Compensation 2nd ed ISBN 9780414034044
Published July 2017
Sweet & Maxwell Ltd
£210.00
A Practitioner's Guide to Banking Regulation: Mastering the New Regulatory Landscape ISBN 9780414061286
Published November 2016
Sweet & Maxwell Ltd
£222.00
A Practitioner's Guide to Solvency II ISBN 9780414054851
Published April 2016
Sweet & Maxwell Ltd
£241.00
A Practitioner's Guide to UK Money Laundering Law and Regulation 3rd ed
Edited by: Ben Kingsley
ISBN 9780414052574
Published December 2015
Sweet & Maxwell Ltd
£222.00
A Practitioner's Guide to Alternative Investment Funds 3rd ed ISBN 9780414034006
Published September 2015
Sweet & Maxwell Ltd
£218.00
A Practitioner's Guide to MiFID II: The Markets in Financial Instruments Directive 2nd ed ISBN 9780414026858
Published March 2015
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to The AIM Rules 7th ed
Edited by: Tom Nicholls
ISBN 9780414034020
Published September 2014
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Regulation of Insurance 5th ed
Edited by: John Young
ISBN 9780414028357
Published August 2014
Sweet & Maxwell Ltd
Out of print
£234.00
A Practitioner's Guide to the Regulation of Investment Banking 3rd ed
Edited by: Simon Gleeson
ISBN 9780414028135
Published November 2013
Sweet & Maxwell Ltd
£234.00
Business Services, Partnering and Outsourcing Contracts: A Practical Guide 4th ed ISBN 9780414024335
Published December 2012
Sweet & Maxwell Ltd
£210.00
Practitioner's Guide to European Bond Markets
Edited by: Nick CollierHead of Regulatory Policy, ICMA, Michael RaffanFreshfields Bruckhaus Deringer
ISBN 9781905121168
Published November 2012
Sweet & Maxwell Ltd
Publication Abandoned
A Practitioner's Guide to Inside Information 2nd ed ISBN 9780414026988
Published September 2012
Sweet & Maxwell Ltd
£234.00
A Practitioner's Guide to Trade and Commodity Finance
Edited by: Geoffrey Wynne
ISBN 9780414045392
Published August 2012
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Basel III and Beyond ISBN 9780414045385
Published June 2011
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Derivatives
Edited by: Jonathan Marsh
ISBN 9780414043053
Published November 2010
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Alternative Investment Funds 2nd ed ISBN 9780414043107
Published October 2010
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Authorised Investment Funds ISBN 9781905121403
Published June 2010
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Syndicated Lending
Edited by: Andrew Shutter
ISBN 9781905121366
Published January 2010
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Private Equity ISBN 9781905121342
Published July 2009
Sweet & Maxwell Ltd
£317.00
Outsourcing Contracts: A Practical Guide 3rd ed ISBN 9781905121373
Published July 2009
Sweet & Maxwell Ltd
Out of print
A Practical Guide to PPP in the United Kingdom ISBN 9781905121236
Published May 2009
Sweet & Maxwell Ltd
£210.00
A Practitioner's Guide to European Leveraged Finance ISBN 9781905121359
Published April 2009
Sweet & Maxwell Ltd
£269.00
A Practitioner’s Guide to Corporate Restructuring ISBN 9781905121311
Published August 2008
Sweet & Maxwell Ltd
£269.00
A Practical Guide to PPP in Europe 2nd ed
Edited by: Maurice Button
ISBN 9781905121298
Published June 2008
Sweet & Maxwell Ltd
Out of print
A Practitioner’s Guide to Takeovers and Mergers in the European Union 5th ed
Edited by: City & Financial
ISBN 9781905121304
Published June 2008
Sweet & Maxwell Ltd
£317.00
Practitioner's Guide to Mortgage Regulation ISBN 9781905121243
Published July 2007
Sweet & Maxwell Ltd
£187.00
A Practitioner's Guide to FSA Investigations and Enforcement 2nd ed ISBN 9781905121137
Published May 2007
Sweet & Maxwell Ltd
Out of print
US Securities Laws and Foreign Private Issuers
Edited by: Brian Lane
ISBN 9781905121144
Published April 2007
Sweet & Maxwell Ltd
£253.00
A Practical Guide to PPP in Europe
Edited by: Maurice Button
ISBN 9781905121090
Published October 2006
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to EU Financial Services Directives 2nd ed ISBN 9781905121076
Published September 2006
Sweet & Maxwell Ltd
Out of print
Practitioner's Guide to Securitisation ISBN 9781898830788
Published January 2006
Sweet & Maxwell Ltd
£253.00
A Practitioner's Guide to Takeovers and Mergers in the European Union 4th ed ISBN 9781905121069
Published October 2005
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to FSA Investigation and Enforcement ISBN 9781898830931
Published September 2005
Sweet & Maxwell Ltd
Out of print
Pensions Risk and Strategy ISBN 9781898830757
Published August 2005
Sweet & Maxwell Ltd
£187.00
A Practitioner's Guide to the Basel Accord ISBN 9781898830979
Published March 2005
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to The FSA Regulation of Lloyd's 2nd ed ISBN 9781898830870
Published January 2005
Sweet & Maxwell Ltd
Out of print
International Insider Dealing ISBN 9781898830801
Published January 2005
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Audit regulation in the UK ISBN 9781898830894
Published December 2004
Sweet & Maxwell Ltd
Out of print
Practical Company Law and Corporate Transactions ISBN 9781898830733
Published November 2004
Sweet & Maxwell Ltd
Out of print
Financial Promotion - A Practitioner's Guide ISBN 9781898830726
Published October 2004
Sweet & Maxwell Ltd
Out of print
A Practical Guide to the FSA's Regulation of Mortgages ISBN 9781898830849
Published March 2004
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Company Law Review ISBN 9781898830535
Published June 2003
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to International Money Laundering Law and Regulation ISBN 9781898830689
Published April 2003
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to EU Financial Services Directives ISBN 9781898830696
Published March 2003
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Hong Kong Takeover Code ISBN 9781898830603
Published November 2002
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Acquisition of Companies in the United States ISBN 9781898830665
Published September 2002
Sweet & Maxwell Ltd
Out of print
Out of print
Public Company Takeovers in Germany ISBN 9781898830658
Published July 2002
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the FSA Regulation of Lloyd's ISBN 9781898830467
Published June 2002
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to Partnership and LLP Law and Regulation ISBN 9781898830566
Published January 2002
Sweet & Maxwell Ltd
Out of print
Venture Capital and Private Equity: A Practitioner's Manual ISBN 9781898830528
Published December 2001
Sweet & Maxwell Ltd
Out of print
A Practitioner's Guide to the Regulation of the Internet 2nd ed ISBN 9781898830511
Published April 2001
Sweet & Maxwell Ltd
Out of print