A Practitioner’s Guide to the UK Financial Services Rulebooks is the leading guide and commentary to the Handbooks of the Financial Conduct Authority and the Prudential Regulation Authority.
Five years since the creation of the two handbooks, the 7th edition covers significant regulatory developments and how they affect your day-to-day operations. There are two new chapters on specialist sourcebooks COLL (Collective Investment Schemes) and CONC (Consumer Credit sourcebook). In addition, an overhauled chapter on Approved Persons reflecting the Senior Managers and Certification Regime.
Closely following the structure of the handbooks for ease of use and written by a team of leading practitioners who are among the best-known advisers in the City, this book is a detailed, thorough guide and commentary on the handbooks.
Key features:
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