A Practitioner's Guide to Individual Conduct and Accountability in Financial Service Firms provides detailed and practical guidance on the new rules governing the conduct and behaviour of individuals in financial institutions due to come into force in 2015 as a result of the Financial Services (Banking Reform) Act 2013.
Dealing with the entire scope of the new rules, from obtaining approval through to supervision, enforcement and liability, separate chapters address the different classes of individual covered by the new regime.
