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Insider Dealing: Law and Regulation


ISBN13: 9781874241027
ISBN: 1874241023
Published: March 1995
Publisher: Routledge-Cavendish
Country of Publication: UK
Format: Paperback
Price: Out of print



This book concentrates on the restatement of the law contained in Part 5 of the Criminal Justice Act 1993. It sets out the law and practice governing the commission of the criminal offence of insider dealing (and of certain other securities market offences) in the United Kingdom.

In doing so, it also places the relevant legislation into the context of securities law as a whole. The historical background is explained and there is discussion of the way in which securities business is effected in the City and how it is presently regulated.

The book is practical in its approach and will therefore appeal to experienced practitioners and compliance officers.

Subjects:
Banking and Finance
Contents:
The securities industry in the United Kingdom; the regulation of securities businesses in the United Kingdom; what is insider dealing?; the move towards insider dealing regulation in the UK; the definitional background to insider dealing; the basic offence of insider dealing; defences to the offence of insider dealing; the monitoring, enforcement and prosecution of insider dealing; other constraints on insider dealing; other ""market"" offences.