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This book is now Out of Print.
A new edition has been published, the details can be seen here:
Regulation of International Finance 2nd ed: Volume 9 isbn 9780414044739

Regulation of International Finance 1st ed

Philip R. Wood

ISBN13: 9781847032126

New Edition ISBN: 9780414044739

Published: August 2007

Publisher: Sweet & Maxwell Ltd

Country of Publication: UK

Format: Hardback

Price: Out of print

Volume 7 in the Law & Practice of International Finance Series

This volume provides an in-depth analysis of the substantive issues affecting the regulation of international finance, from authorisation of banks and investment firms, exchanges and settlement systems to financial supervision and capital adequacy.

Examines the underlying principles and policies of financial regulation
Contains a large number of snapshot surveys of individual countries’ regulatory regimes
Reviews the regulation of banks, investment firms, broker-dealers, investment managers and advisers
Covers the regulation of exchanges
Deals with the conduct of business by financial firms, including conflicts of interest and client assets
Covers the regulation of prospectuses
Surveys collective investment schemes and hedge funds
Deals with market manipulation, insider dealing and other market abuse
Surveys financial supervision and capital adequacy
Provides commentaries on relevant documentation

Subjects:: Banking and Finance

Contents:: 1. Principles and policies of financial regulation; 2. History of financial regulation; 3. Country and EU Summaries; 4. Authorisation of banks and investment firms; 5. Exchanges and settlement systems; 6. Conduct of business by financial firms; 7. Trusts, custodianship and client assets; 8. Regulation of prospectuses; 9. Prospectus liability; 10. Prospectus due diligence; 11. Prospectus contents; 12. Collective investment schemes and hedge funds; 13. Investment frauds: market manipulation and insider dealing; 14. Money - laundering; 15. Financial supervision and capital adequacy; 16. Sanctions and enforcement; 17.Jurisdiction and territorial scope of regulation, governing law;