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Banking and Financial Services Regulation 3rd ed

William Blair, Austin Allison, Guy Morton, Keith Palmer, Peter Richards-Carpenter, George Walker

ISBN13: 9781845924010

ISBN: 1845924010

Previous Edition ISBN: 0406949875

Published: July 2002

Publisher: Bloomsbury Professional

Country of Publication: UK

Format: Hardback

Price: Out of print

Original isbn - 0406949875
The 3rd edition of Banking and Financial Services Regulation provides detailed analysis and practical guidance on the UK regulatory system as it affects banking and financial services. The book has been written by a team of well known authors comprising practising lawyers, compliance officers, in-house counsel and academics.

Subjects:: Banking and Finance

Contents:: Banks and the Regulatory Regime; The Financial Services Authority and Financial Services and Markets Act; Regulated Activities - Banking and Investment Business; Other Regulated Activities; Authorisation and Approved Persons; Deposit Taking and Banking Supervision; Investment Management; Marketing and Financial Promotion; Market Misconduct; The Prevention of Money Laundering and Terrorist Finance; Client Care; Client Money; Record Keeping and notifications; Ensuring Compliance: Managing Regulatory and Reputational Risk; Capital Adequacy; Financial Derivatives; Global Custody; Listing and Regulated Exchanges and Clearing Houses; Investigations, Discipline and Enforcement; FSA decision making and the Financial Services and Markets Tribunal; International Supervisory Co-operation