Wildy Logo
(020) 7242 5778
enquiries@wildy.com

Book of the Month

Cover of Spencer Bower and Handley: Res Judicata

Spencer Bower and Handley: Res Judicata

Price: £449.99

Lord Denning: Life, Law and Legacy



  


Welcome to Wildys

Watch


NEW EDITION Pre-order The Law of Rights of Light 2nd ed



 Jonathan Karas


Offers for Newly Called Barristers & Students

Special Discounts for Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Culture Audit in Financial Services: Reporting on Behaviour to Conduct Regulators (eBook)


ISBN13: 9781789667769
Published: June 2021
Publisher: Kogan Page Ltd
Country of Publication: UK
Format: eBook (ePub)
Price: £54.99
The amount of VAT charged may change depending on your location of use.


The sale of some eBooks are restricted to certain countries. To alert you to such restrictions, please select the country of the billing address of your credit or debit card you wish to use for payment.

Billing Country:


Sale prohibited in


Due to publisher restrictions, international orders for ebooks may need to be confirmed by our staff during shop opening hours. Our trading hours are Monday to Friday, 8.30am to 5.00pm, London, UK time.


The device(s) you use to access the eBook content must be authorized with an Adobe ID before you download the product otherwise it will fail to register correctly.

For further information see https://www.wildy.com/ebook-formats


Once the order is confirmed an automated e-mail will be sent to you to allow you to download the eBook.

All eBooks are supplied firm sale and cannot be returned. If you believe there is a fault with your eBook then contact us on ebooks@wildy.com and we will help in resolving the issue. This does not affect your statutory rights.

This eBook is available in the following formats: ePub.

In stock.
Need help with ebook formats?




Also available as

In the next wave of conduct regulation in financial markets, from 2020 the regulator expects firms to produce evidence on how they are improving behaviour and culture, leaving practitioners anxious that their current reporting and management information (MI) are irrelevant to meeting as-yet unclear regulatory expectations.

This book provides the insights and tools firms need to report on culture, securing both enhanced business value and the regulator's approval. Culture is now seen as a key contributor to good governance, feeding into existing discourse on environmental, social and governance (ESG) factors and the emerging dialogue on 'non-financial (mis)conduct', but conventional measures of business quality are unfit for the new reporting agenda. Culture Audit in Financial Services follows the arc of 'behavioural regulation' to examine what the regulator really wants, before offering guidance on how culture audit differs from conventional auditing, how to put the latest pure-research findings to work, and the key features of well-designed conduct and culture reports.

Written by an impartial author and a variety of contributors with extensive experience working with practitioners, regulators, and many of the world's finest academic initiatives, this book is filled with practical, grounded advice on how best to approach this new challenge and avoid infractions.

Subjects:
Banking and Finance, eBooks
Contents:
Chapter - 01: Setting the scene
Chapter - 02: Why regulators switched to the behavioural approach
Chapter - 03: The arc of behavioural regulation and where it's heading
Chapter - 04: The culture challenge
Chapter - 05: What do behavioural regulators really want?
Chapter - 06: The new mindset and language of culture assessment - financial and non-financial conduct
Chapter - 07: Basics of audit practice - and how the practice of culture audit differs from conventional auditing
Chapter - 08: The new MI for culture (1) - getting past the old MI
Chapter - 09: The new MI for culture (2) - exploring the new MI
Chapter - 10: Infractions and enforcements - what the regulator does in practice
Chapter - 11: Putting the latest pure-research findings to work - overview
Chapter - 12: Putting the latest research tools to work - example 1, CultureScope
Chapter - 13: Putting the latest research tools to work - example 2, Leadership Character Assessment
Chapter - 14: Conclusion and looking forward