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This book is now Out of Print.
A new edition has been published, the details can be seen here:
COLPs Toolkit 3rd ed (Compliance Officer for Legal Practice) isbn 9781784461522

Compliance Officer for Legal Practice: COLPs Toolkit 2nd ed


ISBN13: 9781784460457
New Edition ISBN: 9781784461522
Previous Edition ISBN: 9781907698460
Published: September 2016
Publisher: Law Society Publishing
Country of Publication: UK
Format: Paperback & CD-ROM
Price: Out of print



Low stock.

Since the introduction of COLPs, the SRA has simplified some of the procedures for the approval, declaration and notification of changes to the role. These changes, as well as additional new templates, are included in this updated second edition, for both new and existing COLPs.

This essential toolkit contains a mixture of draft policies, procedural checklists and other instruments demonstrating due diligence to assist practitioners.

This fully updated edition will include a new chapter, Additional Tools for COLPs, as well as several new and revised templates, including:-

  • A revised risk register
  • A COLP nomination form
  • A checklist for new COLPs
  • A routine compliance activities checklist
  • A key staff monthly feedback report
  • A checklist of action in a suspected breach
  • Data protection and loss policies
  • Audit and file review forms.
This new edition will help all those responsible for ensuring processes are in place to enable the firm, its managers and employees, and anyone who has any interest in the firm to comply with the SRA Handbook.

Subjects:
Legal Practice Management
Contents:
1. Role of the COLP;
2. Becoming a COLP;
3. Ensuring compliance
4. Reporting to the SRA;
5. Additional Tools for COLPs
6. Appendices.

Series: Risk and Compliance Service

Anti-Money Laundering Toolkit 3rd ed ISBN 9781784461676
Published July 2021
Law Society Publishing
£60.00
COLPs Toolkit 3rd ed (Compliance Officer for Legal Practice) ISBN 9781784461522
Published October 2020
Law Society Publishing
£60.00
COFAs Toolkit: Compliance Officer for Financial Administration 2nd ed ISBN 9781784460549
Published August 2020
Law Society Publishing
£60.00
Anti-Money Laundering Toolkit 2nd ed ISBN 9781784460785
Published May 2018
Law Society Publishing
Out of print
Complaints Handling Toolkit ISBN 9781907698675
Published October 2014
Law Society Publishing
£59.95
Equality and Diversity Toolkit ISBN 9781907698736
Published April 2013
Law Society Publishing
Out of print
Anti-Bribery Toolkit
Amy BellAnti Bribery
ISBN 9781907698347
Published April 2012
Law Society Publishing
Out of print