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Market Abuse and Insider Dealing 3rd ed (eBook)

Barry Rider, Kern Alexander, Stuart Bazley, Jeffrey Bryant

ISBN13: 9781780436609

Published: February 2016

Publisher: Bloomsbury Professional

Country of Publication: UK

Format: eBook (ePub)

Price: Out of print
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9781780434957
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£165.00

Wildy's Book of the Month March 2016

Market Abuse and Insider Dealing, 3rd edition provides a comprehensive exposition of the law of insider dealing and market abuse, including analysis of the interplay between UK Criminal law and Administrative law regulation of abusive behaviour in the UK financial markets.

The title covers areas including:

Insider dealing – the civil law
The main offences for insider dealing
Market abuse – regulatory discipline and the civil law
Fraud offences as they relate to market abuse
Money laundering and market abuse
Conflicts of interest
The liability of issuers of securities in respect of disclosure and inside information
Information gathering, market surveillance, investigations and enforcement
Compliance systems and controls and control liability

Subjects:: Banking and Finance, eBooks

Contents:: Chapter 1: Introduction; Chapter 2: Insider dealing – the civil law; Chapter 3: The main offences for insider dealing; Chapter 4: Market abuse – regulatory discipline and the civil law; Chapter 5: Market abuse; Chapter 6: The FISMA ‘fraud offences’; Chapter 7: General offences; Chapter 8: Anti money laundering; Chapter 9: Conflicts of interest; Chapter 10: Issuer liability; Chapter 11: Information gathering; Chapter 12: FCA investigations; Chapter 13: Enforcement issues; Chapter 14: Compliance procedures and systems; Chapter 15: Personal liability of senior manager and compliance officers; Chapter 16: Control liability; Chapter 17: Extra-territorial issues as they impact on the UK; Chapter 18: Extra-territorial reach of UK laws; Includes the following legislation and case law:; Financial Services Act 2012; New Financial Conduct Authority; New EU Market Abuse Regulation; MiFID II (Markets in Financial Instruments Directive)