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Cover of Munkman on Employer's Liability

Munkman on Employer's Liability

Edited by: Marcus Pilgerstorfer KC
Price: £229.99

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Adoption Law:
A Practical Guide 2nd ed




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Enquiries of Local Authorities
and Water Companies:
A Practical Guide 7th ed



 Keith Pugsley, Ken Miles


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Financial Services: Regulating Investment Business 3rd ed

Simon Morris

ISBN13: 9780421965102
Previous Edition ISBN: 0752000411
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Hardback
Price: Publication Abandoned



Subjects:
Banking and Finance
Contents:
Background to regulation.
Financial Services Authority.
Who requires authorisation?
Authorisation for firms.
Approval for individuals.
Marketing investments.
FSA's rules and fiduciary duties.
How FSA regulates firms.
Enforcement.
Financial Crime.
Obtaining redress.
Regulation of the UK Equity market.
Regulation of the wholesale market.
Regulation of the retail market.
Regulation of mortgage & insurance business.
Regulation of collective funds.