Wildy Logo
(020) 7242 5778
enquiries@wildy.com

Book of the Month

Cover of Derham on the Law of Set Off

Derham on the Law of Set Off

Price: £350.00

Lord Denning: Life, Law and Legacy



  


Welcome to Wildys

Watch


NEW EDITION
The Law of Rights of Light 2nd ed



 Jonathan Karas


Offers for Newly Called Barristers & Students

Special Discounts for Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Christmas and New Year Closing

We are now closed for the Christmas and New Year period, reopening on Friday 3rd January 2025. Orders placed during this time will be processed upon our return on 3rd January.

Hide this message

This book is now Out of Print.
A new edition has been abandoned before publication:
Financial Services and Markets Act: A Practical Legal Guide 2nd ed isbn 9780421892705

The Financial Services and Markets Act: A Practical Legal Guide


ISBN13: 9780421679900
ISBN: 0421679905
New Edition ISBN: 0421892706
Published: November 2001
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Hardback
Price: Out of print



This book provides the reader with an overview of the new Financial Services and Markets Act - which will bing the whole financial services industry under the control of a single regulator, the Financial Services Authority (FSA) - and the principal statutory instruments made under it.

The work places the statutory provisions in their practical context, providing informative commentary and a general overview of the new law and its practical consequences. It also summarises the relevant changes in the regulatory regime, and highlights the new powers of the FSA.

* A concise, clear overview of the practical impact of the reforms
* Covers all aspects of financial services
* Written by a specialist team in each of the areas covered
* Includes useful tables of cases, statutes and SIs and European legislation.

Subjects:
Banking and Finance
Contents:
Background to UK regulation.; Introduction to the FSMA and the Financial Services Authority.; Regulated activities and the ''general prohibition''. ;Authorisation and ''permission''.; Approved persons. ;Financial promotion.; The official listing of securities.; Market abuse. ;Rules, competition and polarisation.; FSA's Handbook: Conduct of Business. ;Controllers and control of business transfers.; Collective investment schemes.; Enforcement. ;Regulation of the market infrastructure: investment exchanges and clearing houses. ;Regulation of Lloyd's. ;Mutual societies. ;What next for financial services?; looking to the future.; Appendices.