We will be closed from 5pm Thursday 17th April for the Easter Bank Holidays, re-opening at 8.30am on Tuesday 22nd April. Any orders placed during this period will be processed when we re-open.
Regulation of Securities and Futures Dealing is a detailed analysis and comprehensive commentary on the Securities and Futures Authority's (SFA's) ""new settlement"" rulebook, offering an explanation of the changes. Written from a practical business perspective, rules relevant to a wide range of activities are discussed.
It includes a detailed commentary on SIB's Principles and Core Rules as these form a major part of the new settlement regime applying to SFA firms. There are useful appendices and tables, including suggested models for customer documentation.
