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This book is now Out of Print.
A new edition has been published, the details can be seen here:
Market Conduct for Investment Managers: A Practical Guide 3rd ed isbn 9780414123120

Market Conduct for Investment Managers: A Practical Guide 2nd ed


ISBN13: 9780414103702
New Edition ISBN: 9780414123120
Previous Edition ISBN: 9780414071537
Published: June 2022
Publisher: Sweet & Maxwell Ltd
Country of Publication: UK
Format: Hardback
Price: Out of print



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£118.00

Market Conduct for Investment Managers is a practical guide for investment managers who face a distinct range of market conduct issues. Many texts have been published into the generalities and technicalities of the market conduct regime, however, none has focused on the so-called “buy-side”. The book is designed to help navigate this complex area by raising levels of awareness and intuitive understanding through the use of real-world insights and a host of case studies and practical scenarios.

  • Covers the distinct range of market conduct issues faced by investment managers
  • A first-of-its-kind, providing a practical guide specifically targeted at those on the “buy-side”
  • Designed to help investment professionals navigate this important and complex area
  • Includes a wealth of case studies and real-world practical scenarios

This second edition includes new sections on:

  • The interplay between sustainable finance and MAR
  • Brexit implications
  • Alternative data and MAR
  • The impact of the post-pandemic ‘hybrid’ working model

Subjects:
Banking and Finance
Contents:
Introduction
Legal and Regulatory Framework
Fundamental Principles
Scope and Territoriality of MAR
Inside Information / MNPI
Insider Dealing
Unlawful Disclosure
Market Manipulation
Market Soundings
Loans and Other “Out-of-Scope” Instruments
Company Meetings / Dialogue
Einhorn / Greenlight
Rumours
Suspicious Transactions and Orders
Common “Buy-Side” Issues
Practicalities
Remote and “Hybrid” Working
Scenarios