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Securities and Financial Services Law 10th ed


ISBN13: 9780409352795
Previous Edition ISBN: 9780409343069
Published: April 2021
Publisher: LexisNexis Australia
Country of Publication: Australia
Format: Paperback
Price: £116.00



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Securities and Financial Services Law is an authoritative text on the regulation of Australian securities markets and of the various entities involved in those markets. This 10th edition provides updated commentary on how various legislative amendments resulting from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry and recent case law affect issuers, intermediaries, market operators, traders and investors.

Subjects:
Other Jurisdictions , Banking and Finance, Australia
Contents:
Part 1 — Introduction
Chapter 1 Regulating securities and markets
Chapter 2 Administration of the securities and financial services laws
Chapter 3 Defining financial products

Part 2 — Issuers
Chapter 4 Offering securities under Ch 6D
Chapter 5 Offering financial products under Pt 7.9
Chapter 6 Continuous disclosure
Chapter 7 Liability for defective disclosure
Chapter 8 Investor claims for defective disclosure

Part 3 — Markets
Chapter 9 Market infrastructure providers

Part 4 — Intermediaries
Chapter 10 Australian financial services licensing
Chapter 11 Financial services licensees and their clients

Part 5 — Market conduct
Chapter 12 Consumer protection
Capter 13 Market misconduct, prohibited conduct and short selling
Chapter 14 Insider trading