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International Securities Regulation Looseleaf


ISBN13: 9780379208252
Latest Release: December 24, 2020
Publisher: Thomson West Subscriptions
Country of Publication: United States
Format: Looseleaf, 6 Volumes
Price: Price on Application
Subscription Type: Pay-as-you-go



Definitive and comprehensive, this is the first treatise on international securities with English translations of laws and regulations of 30 jurisdictions. The set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets, and those regulations regarding substantive securities matters.

Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction, focusing on each country’s legal system, public securities markets, security regulations, and recent developments. Topics include:

  • Registration and listing requirements
  • Disclosure requirements
  • Broker-dealer and financial intermediary regulations
  • Accounting, auditing, and bookkeeping requirements
  • Civil and criminal liability
  • How fraud, manipulation, and insider trading are defined, identified, and dealt with

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