Wildy Logo
(020) 7242 5778
enquiries@wildy.com

Book of the Month

Cover of Derham on the Law of Set Off

Derham on the Law of Set Off

Price: £350.00

Lord Denning: Life, Law and Legacy



  


Welcome to Wildys

Watch


NEW EDITION
The Law of Rights of Light 2nd ed



 Jonathan Karas


Offers for Newly Called Barristers & Students

Special Discounts for Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Christmas and New Year Closing

We are now closed for the Christmas and New Year period, reopening on Friday 3rd January 2025. Orders placed during this time will be processed upon our return on 3rd January.

Hide this message

Annotated Guide to the Financial Services and Markets Act 2000


ISBN13: 9780198299202
ISBN: 0198299206
Published: January 2001
Publisher: Oxford University Press
Country of Publication: UK
Format: Paperback
Price: Publication Abandoned



A practical handbook and guide to the Financial Services and Markets Act which received royal assent in June 2000. This book contains the text of the Act itself, section-by-section commentary providing analysis and explanation together with relevant cross-references, plus a selection of important subordinate legislation and rules. New editions will be prepared on a regular basis to update the annotations and materials in the light of subsequent case-law and practice.;This book is intended for solicitors, barristers, other professionals and academics specializing in financial services, markets, securities and related corporate/commercial law; in-house lawyers with banks, insurers, financial advisers; and law libraries.

Contents:
DETAILED CONTENTS TO FOLLOW - See summary.. Financial Services and Markets Act 2000 with Annotations: Topics covered include: 1. Regulatory Framework: Scope of the Regulation; FSA's Record Keeping; 2. Conduct of the Financial Services Business: The Statutory Context; Auditor Rules and Regulations; The FSA's Rules and Regulations; 3. Collective Investment Schemes; 4. Public Issues: Listed and Unlisted Securities; 5. Market Abuses; 6. Power of FSA: Investigations; Disciplinary Measures; Injuntions and Restitution; Offences; 7. Compensation Scheme; 8. Financial Services Tribunal; Financial Services Ombudsman; Other legislation, rules and guidelines