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Fintech Regulation In Practice: Navigate the Complexities and Opportunities of Regulation


ISBN13: 9781398615694
To be Published: August 2024
Publisher: Kogan Page Ltd
Country of Publication: UK
Format: Paperback
Price: £49.99



Fintech Regulation in Practice provides a clear, hands-on guide to the practical considerations that fintechs, banks adopting fintech and other key players in the fintech ecosystem need to take into account when embedding regulation.

This book looks at how regulation applies to a fintech at the various stages of their lifecyle and what it means for other partners in the fintech ecosystem that are crucial to its success. Addressing the key pitfalls, tensions and opportunities that come with fintech regulation, Fintech Regulation in Practice offers practical cases and tips to help professionals and organizations navigate its complexities.

It also explores key issues such as financial and operational resilience, cybersecurity and fighting financial crime, anti-money laundering best practices, information security, privacy and the concept of embedded finance. It will be essential reading for risk and compliance professionals in financial services, business owners of regulated and unregulated fintechs, financial services firms delivering or partnering with fintech, fintech investors and other key stakeholders within the fintech ecosystem.

Subjects:
Banking and Finance
Contents:
Section - ONE: Regulation and the fintech ecosystem
Chapter - 01: What is Fintech and is it a ‘sector’?
Chapter - 02: The regulation landscape- navigating risk taxonomies
Chapter - 03: Regulation and risk management are on your side

Section - TWO: Key Regulatory considerations across the fintech lifecycle
Chapter - 05: Stage 1- Embedding regulation with business ideation and launch
Chapter - 05: Stage 2- Obtaining the licence to operate
Chapter - 06: Stage 3- Balancing agility in market operation with a risk management mindset
Chapter - 07: Stage 4 -Aligning growth management with risk and navigating common blind spots
Chapter - 08: Stage 5: Meeting the expectations regulators place on more systemic and mature firms

Section - THREE: The expansion of Fintech and how regulation comes into play
Chapter - 09: Beyond the UK’s borders
Chapter - 10: Beyond Financial Services