Wildy Logo
(020) 7242 5778
enquiries@wildy.com

Book of the Month

Cover of Company Directors: Duties, Liabilities and Remedies

Company Directors: Duties, Liabilities and Remedies

Edited by: Mark Arnold KC, Simon Mortimore KC
Price: £275.00

Lord Denning: Life, Law and Legacy



  


Welcome to Wildys

Watch


NEW EDITION Pre-order Mortgage Receivership: Law and Practice



 Stephanie Tozer, Cecily Crampin, Tricia Hemans
Practical guidance to relevant law & procedure


Offers for Newly Called Barristers & Students

Special Discounts for Newly Called & Students

Read More ...


Secondhand & Out of Print

Browse Secondhand Online

Read More...


Regulation, Compliance and Ethics in Law Firms (eBook)


ISBN13: 9781787422292
Published: November 2018
Publisher: Globe Law and Business
Country of Publication: UK
Format: eBook (ePub)
Price: £65.00
The amount of VAT charged may change depending on your location of use.


The device(s) you use to access the eBook content must be authorized with an Adobe ID before you download the product otherwise it will fail to register correctly.

For further information see https://www.wildy.com/ebook-formats


Once the order is confirmed an automated e-mail will be sent to you to allow you to download the eBook.

All eBooks are supplied firm sale and cannot be returned. If you believe there is a fault with your eBook then contact us on ebooks@wildy.com and we will help in resolving the issue. This does not affect your statutory rights.

This eBook is available in the following formats: ePub.


In stock.
Need help with ebook formats?


Also available as
£65.00

Regulation, compliance and ethics are the three common features of all well-run law firms. Without an understanding of regulatory expectations, compliance duties and ethical behaviours, a firm runs the risk of censure, adverse publicity, and client dissatisfaction.

It is essential that law firm owners and managers acknowledge and have strategies to accommodate risk management, regulatory and legal compliance and ethical values in their business. They must also have a common understanding as to how this will be achieved.

This guide is intended to provide lawyers with the language, arguments and practical solutions which are needed to make this happen.

Subjects:
Professional Conduct and Ethics, eBooks
Contents:
Table of contents
Preface 5

Section 1: Governance and risk management 9
Introduction 9
Chapter 1: Effective law firm management 11

Section 2: Demonstrating regulatory compliance in practice 79
Introduction 79
Chapter 2: What is ethics? 87
Chapter 3: Essential behaviour 91
Chapter 4: Evidence of compliance 121
Chapter 5: Safe client inception processes 127
Chapter 6: Compliance in the litigation arena 137
Chapter 7: Adding the people and commercial 153
perspective to regulatory standards
Chapter 8: The Legal Ombudsman – why are we bothered? 159

Section 3: Compliance with legal obligations 169
Introduction 169
Chapter 9: An overview of legal compliance 173
Chapter 10: Managing the money laundering risk 181
Chapter 11: Managing the risks of handling data 201

Section 4: Compliance tools and resources 209
Introduction 209
Chapter 12: Be aware of changes 213
Chapter 13: Conclusion 219
Chapter 14: Resources 227

Notes 227
About the author 233
Index 235