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Vol 23 No 5 May/June 2018

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The Employment Practitioner's Guide to Financial Institutions: The Senior Managers and Certification Regime and Accountability

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ISBN13: 9781526504203
To be Published: February 2019
Publisher: Bloomsbury Professional
Country of Publication: UK
Format: Paperback
Price: £95.00



The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely. Sweeping amendments were made to legislation, with new regimes introduced to improve accountability and greater powers bestowed upon regulators. The landscape has changed significantly with onerous rules faced by employers from recruitment to departure and beyond.

The Employment Practitioner's Guide to Financial Institutions: The Senior Managers and Certification Regime and Accountability covers the full roll-out of the Senior Managers and Certification Regime to all financial services firms in 2018. The complexity of the rules and the difficulty for practitioners in finding resources to help them understand the new regime has led to much confusion and uncertainty.

This book provides an invaluable guide to the new regime with practical analysis of the issues raised and how the changes should be implemented.

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Subjects:
Employment Law
Contents:
Chapter 1: Background
Chapter 2: The new accountability regimes
Chapter 3: Conduct Rules (for all staff other than ancillary staff)
Chapter 4: Regulatory references
Chapter 5: Whistleblowing
Chapter 6: Senior Insurers Managers Regime
Chapter 7: Remuneration
Appendices