FCA Handbook including Glossary: Including Listing, Disclosure and Prospectus Rules
ISBN13: 9780414045415
Latest Release: December 16, 2020
Publisher: The Stationery Office (Subscriptions)
Country of Publication: UK
Format: Looseleaf, 23 Volumes
Subscription Type: Annual Subscription
Domestic Renewal Price: £3823.00
This is a Print On Demand Title.
The publisher will print a copy to fulfill your order. Books can take between 1 to 3 weeks. Looseleaf titles between 1 to 2 weeks.
The Financial Services Authority (FSA) is a non-governmental body given statutory powers by the Financial Services and Markets Act 2000 to regulate the financial services industry. It sets standards with which the industry must comply, and gives guidance on those standards. These are set out in the FSA’s Handbook of Rules and Guidance.
The hardcopy of the FSA’s Handbook consists of 23 volumes, available as a complete set or as modules, containing all the standards imposed by the FSA. It is updated frequently, usually monthly, and this ensures that you have the latest information to hand.
- Subjects:
-
Banking and Finance, Looseleaf Work
- Contents:
- Glossary;
- * High Level Standards;
- PRIN Principles for Businesses;
- SYSC Senior Management Arrangements, Systems and Controls;
- COND Threshold Conditions;
- APER Statements of Principle and Code of Practice for Approved Persons;
- FIT The Fit and Proper test for Approved Persons;
- GEN General Provisions;
- FEES Fees Manual;
- * Prudential Standards;
- IPRU-BANK Interim Prudential sourcebook for Banks;
- IPRU-BSOC Interim Prudential sourcebook for Building Societies;
- IPRU-FSOC Interim Prudential sourcebook for Friendly Societies;
- IPRU-INS Interim Prudential sourcebook for Insurers;
- IPRU-INV Interim Prudential sourcebook for Investment Businesses;
- BIPRU Prudential Sourcebook;
- GENPRU General Prudential Sourcebook;
- INSPRU Prudential Sourcebook for Insurers;
- URPU Prudential Sourcebook for UCITS Firms;
- MIPRU Prudential Sourcebook for Mortgage and Home Finance Firms and Insurance Intermediatries;
- * Business Standards;
- COB Conduct of Business;
- ICOB Insurance: Conduct of Business;
- MCOB Mortgages and Home Finance: Conduct of Business;
- CASS Client Assets;
- MAR Market Conduct;
- TC Training and Competence;
- * Regulatory Processes;
- SUP Supervision;
- DCPP Decision Procedure and Penalties;
- * Redress;
- DISP Dispute Resolution: Complaints;
- COMP Compensation;
- COAF Complaints against the FSA;
- * Specialist sourcebooks;
- COLL New Collective Investment Schemes;
- CRED Credit Unions;
- ECO Electronic Commerce Directive;
- ELM Electronic Money;
- PROF Professional Firms;
- REC Recognised Investment Exchanges and Recognised Clearing Houses;
- * Listing, Prospectus and Disclosure;
- LR Listing Rules
- PR Prospectus Rules;
- DR Disclosure and Transparency Rules
Recent Subscription Releases:
Release 2 (Changes came into force as of 16-Nov-20 and 15 Dec-20)
December 16, 2020
Subscription
Release 1 (Changes came into force as of 01-Oct-20 and 15 Nov-20)
November 26, 2020
Subscription
Release 0 (Reissue of contents pages) (Changes came into force as of 31 Sep 2020) in 3 boxes
October 31, 2020
Subscription
Release 54 (Changes came into force between 11 Aug-20 and 15 Sep-20)
September 02, 2020
Subscription
Release 53 (Changes came into force between 16 Jul-20 and 15 Aug-20)
August 03, 2020
Subscription
Release 52 (Changes came into force between 16 Jun-20 and 15 Jul-20)
July 02, 2020
Subscription
Release 51 (Changes came into force between 16 May-20 and 15 Jun-20)
June 02, 2020
Subscription
Release 50 (Changes came into force between 16 Apr-20 and 15 May-20)
May 04, 2020
Subscription
Release 49 (Changes came into force between 16 Mar-20 and 15 Apr-20)
April 02, 2020
Subscription
Release 48 (Changes came into force between 16 Feb-20 and 15 Mar-20)
March 11, 2020
Subscription
Release 47 (Changes came into force between 16 Jan-20 and 15 Feb-20)
February 20, 2020
Subscription
Release 46 (Changes came into force between 13 Dec-19 and 15 Jan-20)
January 15, 2020
Subscription
Release 45 (Changes came into force between 16 Nov-19 and 12 Dec-19)
December 13, 2019
Subscription
Release 44 (Changes came into force between 16 Oct-19 and 15 Nov-19)
November 11, 2019
Subscription
Release 43 (Changes came into force between 16 Sep-19 and 15 Oct-19)
October 16, 2019
Subscription
Release 42 (Changes came into force between 16 Aug-19 and 15 Sep-19)
September 05, 2019
Subscription
Release 41 (Changes came into force between 16 Jul-19 and 15 Aug-19)
August 13, 2019
Subscription
Release 39 - Replacement release because of missing DTR pages
July 17, 2019
Subscription
Release 40 (Changes came into force between 16 Jun-19 and 15 Jul-19)
July 12, 2019
Subscription
Release 39 (Changes came into force between 16 Apr-19 and 15 Jun-19)
July 01, 2019
Subscription
Release 38 (Changes came into force between 16 Mar-19 and 15 Apr-19)
April 29, 2019
Subscription
Release 37 (Changes came into force between 17 Feb-19 and 16 Mar-19)
March 21, 2019
Subscription
Release 36 (Changes came into force between 3 Jan-19 and 16 Feb-19)
February 13, 2019
Subscription
Release 35 (Changes came into force between 15 Dec-18 and 15 Jan-19)
January 11, 2019
Subscription
Release 34 (Changes came into force between 16 Nov-18 and 15 Dec-18)
December 05, 2018
Subscription
Release 33 (Changes came into force between 16 Oct-18 and 15 Nov-18)
November 15, 2018
Subscription
Release 32 (Changes came into force between 16 Sep-18 and 15 Oct-18)
October 24, 2018
Subscription
Release 31 + DTR pages from Rel 21 only (Changes came into force between 16 Aug-18 and 15 Sep-18)
August 20, 2018
Subscription
Release 30 (Changes came into force between 16 Jul-18 and 15 Aug-18)
August 14, 2018
Subscription
Release 29 (DTR pages Rel 21 not inc.) (Changes came into force between 16 Jun-18 and 15 Jul-18)
July 24, 2018
Subscription
Release 28 (Changes came into force between 16 May-18 and 15 Jun-18)
June 19, 2018
Subscription
Release 27 (Changes came into force between 30 Mar-18 and 15 May-18)
May 24, 2018
Subscription
Release 26 (Changes came into force between 16 Mar-18 and 28 Mar-18)
April 09, 2018
Subscription
Release 25 (Changes came into force between 16 Feb-18 and 15 Mar-18)
March 09, 2018
Subscription
Release 24 (Changes came into force between 16 Jan-18 and 15 Feb-18)
February 27, 2018
Subscription
Release 23 (Changes came into force between 16 Dec-17 and 15 Jan-18)
February 23, 2018
Subscription
Release 22 (Changes came into force between 16 Nov-17 and 15 Dec-17)
November 23, 2017
Subscription
Release 21 (Changes came into force between 16 Oct-17 and 17 Nov-17)
November 06, 2017
Subscription
Release 20 (Changes came into force between 16 Aug-17 and 15 Oct-17)
October 12, 2017
Subscription
Release 19 (Changes came into force between 16 Jul-17 and 15 Aug-17)
August 03, 2017
Subscription
Release 18 (Changes came into force between 16 Jun-17 and 15 Jul-17)
July 21, 2017
Subscription
Release 17 (Changes came into force between 16 May-17 and 15 Jun-17)
June 07, 2017
Subscription
Release 16 (Changes came into force between 16 Apr-17 and 15 May-17)
May 16, 2017
Subscription
Release 15 (Changes came into force between 16 Mar-17 and 15 Apr-17)
April 24, 2017
Subscription
Release 14 (Changes came into force between 16 Feb-17 and 15 Mar-17)
March 16, 2017
Subscription
Release 13 (Changes came into force between 16 Dec-16 and 15 Feb-17)
February 17, 2017
Subscription
Release 12 (Changes came into force between 16 Nov-16 and 15 Dec-16)
December 29, 2016
Subscription
Release 11 (Changes came into force between 16 Oct-16 and 15 Nov-16)
November 25, 2016
Subscription
Release 10 (Changes came into force between 16 Aug-16 and 15 Oct-16)
October 19, 2016
Subscription
Release : Regulatory Guides Binder + Dividers for Sections: COLLG, FC, EG, PERG, RPPD, UNFCOG
September 12, 2016
Subscription
Release 9 (Changes came into force between 16 Jul-16 and 15 Aug-16)
August 23, 2016
Subscription
Release 8 (Changes came into force between 16 Jun-16 and 15 Jul-16)
August 04, 2016
Subscription
Release 7 (Changes came into force between 16 May-16 and 15 Jun-16)
June 24, 2016
Subscription
Release 6 (Changes came into force between 14 Apr-16 and 15 May-16)
June 08, 2016
Subscription
Release 5 (Changes came into force between 16 Mar-16 and 14 Apr-16)
April 27, 2016
Subscription
Release 4 (Changes came into force between 15 Feb-16 and 16 Mar-16)
March 24, 2016
Subscription
Release 3 (Changes came into force between 1 Jan-16 and 15 Feb-16)
March 04, 2016
Subscription
Release 2 (Changes came into force between 6 Nov-15 and 1 Jan-16)
February 01, 2016
Subscription
Release 1 November 2015
December 10, 2015
Subscription
Release 0 Oct 2015: New Release From TSO - New Content
November 16, 2015
Subscription
Release 164 + Letter of imminent removal of PRA Provisions
September 08, 2015
Subscription
Release 163
July 27, 2015
Subscription
Release 162
June 26, 2015
Subscription
Release 161
June 02, 2015
Subscription
Release 160
May 11, 2015
Subscription
Release 159
March 18, 2015
Subscription
Release 158
February 11, 2015
Subscription
Release 157
January 16, 2015
Subscription
Release 156
December 15, 2014
Subscription
Release 155
November 13, 2014
Subscription
Release 154
October 17, 2014
Subscription
Release 153
September 30, 2014
Subscription
Release 152
August 20, 2014
Subscription
Release 151
July 22, 2014
Subscription
Release 150
June 13, 2014
Subscription
Release 149
May 16, 2014
Subscription
Release 148 + Consumer Credit Sourcebook Binder
April 22, 2014
Subscription
Release 147
March 24, 2014
Subscription
Release 146 + Handbook rules and guidance Binder & PRA Rulebook Binder
February 26, 2014
Subscription
Release 145 Just Listing, Disclosure & Prospectus Rules Pages
January 31, 2014
Subscription
Release 144
December 17, 2013
Subscription
Release 143
November 12, 2013
Subscription
Release 142: Supplementary material
October 29, 2013
Subscription
Release 142
October 22, 2013
Subscription
Release 141
September 19, 2013
Subscription
Release 140 + Investment Funds Sourcebook Binder
August 14, 2013
Subscription
Release 139
July 19, 2013
Subscription
Release 138
June 17, 2013
Subscription
Release 137
May 14, 2013
Subscription
Release 136 Errata
May 02, 2013
Subscription
Release 136
April 24, 2013
Subscription
Release 135
March 12, 2013
Subscription
Release 134
February 14, 2013
Subscription
Release 133
January 14, 2013
Subscription
Release 132 No release this month
December 16, 2012
Subscription
Release 131
November 19, 2012
Subscription
Please contact our subscriptions team if any further information is required.
.jpg?1680780797)